001/* 002 * Copyright (C) 2011 The Guava Authors 003 * 004 * Licensed under the Apache License, Version 2.0 (the "License"); you may not use this file except 005 * in compliance with the License. You may obtain a copy of the License at 006 * 007 * http://www.apache.org/licenses/LICENSE-2.0 008 * 009 * Unless required by applicable law or agreed to in writing, software distributed under the License 010 * is distributed on an "AS IS" BASIS, WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express 011 * or implied. See the License for the specific language governing permissions and limitations under 012 * the License. 013 */ 014 015package com.google.common.util.concurrent; 016 017import static com.google.common.collect.Lists.newArrayList; 018import static java.util.Arrays.sort; 019import static java.util.Collections.unmodifiableList; 020 021import com.google.common.annotations.GwtIncompatible; 022import com.google.common.annotations.J2ktIncompatible; 023import com.google.common.annotations.VisibleForTesting; 024import com.google.common.base.MoreObjects; 025import com.google.common.base.Preconditions; 026import com.google.common.base.Supplier; 027import com.google.common.collect.ImmutableList; 028import com.google.common.collect.MapMaker; 029import com.google.common.math.IntMath; 030import com.google.common.primitives.Ints; 031import java.lang.ref.Reference; 032import java.lang.ref.ReferenceQueue; 033import java.lang.ref.WeakReference; 034import java.math.RoundingMode; 035import java.util.List; 036import java.util.concurrent.ConcurrentMap; 037import java.util.concurrent.Semaphore; 038import java.util.concurrent.atomic.AtomicReferenceArray; 039import java.util.concurrent.locks.Condition; 040import java.util.concurrent.locks.Lock; 041import java.util.concurrent.locks.ReadWriteLock; 042import java.util.concurrent.locks.ReentrantLock; 043import java.util.concurrent.locks.ReentrantReadWriteLock; 044import org.jspecify.annotations.Nullable; 045 046/** 047 * A striped {@code Lock/Semaphore/ReadWriteLock}. This offers the underlying lock striping similar 048 * to that of {@code ConcurrentHashMap} in a reusable form, and extends it for semaphores and 049 * read-write locks. Conceptually, lock striping is the technique of dividing a lock into many 050 * <i>stripes</i>, increasing the granularity of a single lock and allowing independent operations 051 * to lock different stripes and proceed concurrently, instead of creating contention for a single 052 * lock. 053 * 054 * <p>The guarantee provided by this class is that equal keys lead to the same lock (or semaphore), 055 * i.e. {@code if (key1.equals(key2))} then {@code striped.get(key1) == striped.get(key2)} (assuming 056 * {@link Object#hashCode()} is correctly implemented for the keys). Note that if {@code key1} is 057 * <strong>not</strong> equal to {@code key2}, it is <strong>not</strong> guaranteed that {@code 058 * striped.get(key1) != striped.get(key2)}; the elements might nevertheless be mapped to the same 059 * lock. The lower the number of stripes, the higher the probability of this happening. 060 * 061 * <p>There are three flavors of this class: {@code Striped<Lock>}, {@code Striped<Semaphore>}, and 062 * {@code Striped<ReadWriteLock>}. For each type, two implementations are offered: {@linkplain 063 * #lock(int) strong} and {@linkplain #lazyWeakLock(int) weak} {@code Striped<Lock>}, {@linkplain 064 * #semaphore(int, int) strong} and {@linkplain #lazyWeakSemaphore(int, int) weak} {@code 065 * Striped<Semaphore>}, and {@linkplain #readWriteLock(int) strong} and {@linkplain 066 * #lazyWeakReadWriteLock(int) weak} {@code Striped<ReadWriteLock>}. <i>Strong</i> means that all 067 * stripes (locks/semaphores) are initialized eagerly, and are not reclaimed unless {@code Striped} 068 * itself is reclaimable. <i>Weak</i> means that locks/semaphores are created lazily, and they are 069 * allowed to be reclaimed if nobody is holding on to them. This is useful, for example, if one 070 * wants to create a {@code Striped<Lock>} of many locks, but worries that in most cases only a 071 * small portion of these would be in use. 072 * 073 * <p>Prior to this class, one might be tempted to use {@code Map<K, Lock>}, where {@code K} 074 * represents the task. This maximizes concurrency by having each unique key mapped to a unique 075 * lock, but also maximizes memory footprint. On the other extreme, one could use a single lock for 076 * all tasks, which minimizes memory footprint but also minimizes concurrency. Instead of choosing 077 * either of these extremes, {@code Striped} allows the user to trade between required concurrency 078 * and memory footprint. For example, if a set of tasks are CPU-bound, one could easily create a 079 * very compact {@code Striped<Lock>} of {@code availableProcessors() * 4} stripes, instead of 080 * possibly thousands of locks which could be created in a {@code Map<K, Lock>} structure. 081 * 082 * @author Dimitris Andreou 083 * @since 13.0 084 */ 085@J2ktIncompatible 086@GwtIncompatible 087public abstract class Striped<L> { 088 /** 089 * If there are at least this many stripes, we assume the memory usage of a ConcurrentMap will be 090 * smaller than a large array. (This assumes that in the lazy case, most stripes are unused. As 091 * always, if many stripes are in use, a non-lazy striped makes more sense.) 092 */ 093 private static final int LARGE_LAZY_CUTOFF = 1024; 094 095 private Striped() {} 096 097 /** 098 * Returns the stripe that corresponds to the passed key. It is always guaranteed that if {@code 099 * key1.equals(key2)}, then {@code get(key1) == get(key2)}. 100 * 101 * @param key an arbitrary, non-null key 102 * @return the stripe that the passed key corresponds to 103 */ 104 public abstract L get(Object key); 105 106 /** 107 * Returns the stripe at the specified index. Valid indexes are 0, inclusively, to {@code size()}, 108 * exclusively. 109 * 110 * @param index the index of the stripe to return; must be in {@code [0...size())} 111 * @return the stripe at the specified index 112 */ 113 public abstract L getAt(int index); 114 115 /** 116 * Returns the index to which the given key is mapped, so that getAt(indexFor(key)) == get(key). 117 */ 118 abstract int indexFor(Object key); 119 120 /** Returns the total number of stripes in this instance. */ 121 public abstract int size(); 122 123 /** 124 * Returns the stripes that correspond to the passed objects, in ascending (as per {@link 125 * #getAt(int)}) order. Thus, threads that use the stripes in the order returned by this method 126 * are guaranteed to not deadlock each other. 127 * 128 * <p>It should be noted that using a {@code Striped<L>} with relatively few stripes, and {@code 129 * bulkGet(keys)} with a relative large number of keys can cause an excessive number of shared 130 * stripes (much like the birthday paradox, where much fewer than anticipated birthdays are needed 131 * for a pair of them to match). Please consider carefully the implications of the number of 132 * stripes, the intended concurrency level, and the typical number of keys used in a {@code 133 * bulkGet(keys)} operation. See <a href="http://www.mathpages.com/home/kmath199.htm">Balls in 134 * Bins model</a> for mathematical formulas that can be used to estimate the probability of 135 * collisions. 136 * 137 * @param keys arbitrary non-null keys 138 * @return the stripes corresponding to the objects (one per each object, derived by delegating to 139 * {@link #get(Object)}; may contain duplicates), in an increasing index order. 140 */ 141 public Iterable<L> bulkGet(Iterable<? extends Object> keys) { 142 // Initially using the list to store the keys, then reusing it to store the respective L's 143 List<Object> result = newArrayList(keys); 144 if (result.isEmpty()) { 145 return ImmutableList.of(); 146 } 147 int[] stripes = new int[result.size()]; 148 for (int i = 0; i < result.size(); i++) { 149 stripes[i] = indexFor(result.get(i)); 150 } 151 sort(stripes); 152 // optimize for runs of identical stripes 153 int previousStripe = stripes[0]; 154 result.set(0, getAt(previousStripe)); 155 for (int i = 1; i < result.size(); i++) { 156 int currentStripe = stripes[i]; 157 if (currentStripe == previousStripe) { 158 result.set(i, result.get(i - 1)); 159 } else { 160 result.set(i, getAt(currentStripe)); 161 previousStripe = currentStripe; 162 } 163 } 164 /* 165 * Note that the returned Iterable holds references to the returned stripes, to avoid 166 * error-prone code like: 167 * 168 * Striped<Lock> stripedLock = Striped.lazyWeakXXX(...)' 169 * Iterable<Lock> locks = stripedLock.bulkGet(keys); 170 * for (Lock lock : locks) { 171 * lock.lock(); 172 * } 173 * operation(); 174 * for (Lock lock : locks) { 175 * lock.unlock(); 176 * } 177 * 178 * If we only held the int[] stripes, translating it on the fly to L's, the original locks might 179 * be garbage collected after locking them, ending up in a huge mess. 180 */ 181 @SuppressWarnings("unchecked") // we carefully replaced all keys with their respective L's 182 List<L> asStripes = (List<L>) result; 183 return unmodifiableList(asStripes); 184 } 185 186 // Static factories 187 188 /** 189 * Creates a {@code Striped<L>} with eagerly initialized, strongly referenced locks. Every lock is 190 * obtained from the passed supplier. 191 * 192 * @param stripes the minimum number of stripes (locks) required 193 * @param supplier a {@code Supplier<L>} object to obtain locks from 194 * @return a new {@code Striped<L>} 195 * @since 33.5.0 196 */ 197 public static <L> Striped<L> custom(int stripes, Supplier<L> supplier) { 198 return new CompactStriped<>(stripes, supplier); 199 } 200 201 /** 202 * Creates a {@code Striped<Lock>} with eagerly initialized, strongly referenced locks. Every lock 203 * is reentrant. 204 * 205 * @param stripes the minimum number of stripes (locks) required 206 * @return a new {@code Striped<Lock>} 207 */ 208 public static Striped<Lock> lock(int stripes) { 209 return custom(stripes, PaddedLock::new); 210 } 211 212 /** 213 * Creates a {@code Striped<Lock>} with lazily initialized, weakly referenced locks. Every lock is 214 * reentrant. 215 * 216 * @param stripes the minimum number of stripes (locks) required 217 * @return a new {@code Striped<Lock>} 218 */ 219 public static Striped<Lock> lazyWeakLock(int stripes) { 220 return lazyWeakCustom(stripes, () -> new ReentrantLock(false)); 221 } 222 223 /** 224 * Creates a {@code Striped<L>} with lazily initialized, weakly referenced locks. Every lock is 225 * obtained from the passed supplier. 226 * 227 * @param stripes the minimum number of stripes (locks) required 228 * @param supplier a {@code Supplier<L>} object to obtain locks from 229 * @return a new {@code Striped<L>} 230 */ 231 static <L> Striped<L> lazyWeakCustom(int stripes, Supplier<L> supplier) { 232 return stripes < LARGE_LAZY_CUTOFF 233 ? new SmallLazyStriped<L>(stripes, supplier) 234 : new LargeLazyStriped<L>(stripes, supplier); 235 } 236 237 /** 238 * Creates a {@code Striped<Semaphore>} with eagerly initialized, strongly referenced semaphores, 239 * with the specified number of permits. 240 * 241 * @param stripes the minimum number of stripes (semaphores) required 242 * @param permits the number of permits in each semaphore 243 * @return a new {@code Striped<Semaphore>} 244 */ 245 public static Striped<Semaphore> semaphore(int stripes, int permits) { 246 return custom(stripes, () -> new PaddedSemaphore(permits)); 247 } 248 249 /** 250 * Creates a {@code Striped<Semaphore>} with lazily initialized, weakly referenced semaphores, 251 * with the specified number of permits. 252 * 253 * @param stripes the minimum number of stripes (semaphores) required 254 * @param permits the number of permits in each semaphore 255 * @return a new {@code Striped<Semaphore>} 256 */ 257 public static Striped<Semaphore> lazyWeakSemaphore(int stripes, int permits) { 258 return lazyWeakCustom(stripes, () -> new Semaphore(permits, false)); 259 } 260 261 /** 262 * Creates a {@code Striped<ReadWriteLock>} with eagerly initialized, strongly referenced 263 * read-write locks. Every lock is reentrant. 264 * 265 * @param stripes the minimum number of stripes (locks) required 266 * @return a new {@code Striped<ReadWriteLock>} 267 */ 268 public static Striped<ReadWriteLock> readWriteLock(int stripes) { 269 return custom(stripes, ReentrantReadWriteLock::new); 270 } 271 272 /** 273 * Creates a {@code Striped<ReadWriteLock>} with lazily initialized, weakly referenced read-write 274 * locks. Every lock is reentrant. 275 * 276 * @param stripes the minimum number of stripes (locks) required 277 * @return a new {@code Striped<ReadWriteLock>} 278 */ 279 public static Striped<ReadWriteLock> lazyWeakReadWriteLock(int stripes) { 280 return lazyWeakCustom(stripes, WeakSafeReadWriteLock::new); 281 } 282 283 /** 284 * ReadWriteLock implementation whose read and write locks retain a reference back to this lock. 285 * Otherwise, a reference to just the read lock or just the write lock would not suffice to ensure 286 * the {@code ReadWriteLock} is retained. 287 */ 288 private static final class WeakSafeReadWriteLock implements ReadWriteLock { 289 private final ReadWriteLock delegate; 290 291 WeakSafeReadWriteLock() { 292 this.delegate = new ReentrantReadWriteLock(); 293 } 294 295 @Override 296 public Lock readLock() { 297 return new WeakSafeLock(delegate.readLock(), this); 298 } 299 300 @Override 301 public Lock writeLock() { 302 return new WeakSafeLock(delegate.writeLock(), this); 303 } 304 } 305 306 /** Lock object that ensures a strong reference is retained to a specified object. */ 307 private static final class WeakSafeLock extends ForwardingLock { 308 private final Lock delegate; 309 310 @SuppressWarnings("unused") 311 private final WeakSafeReadWriteLock strongReference; 312 313 WeakSafeLock(Lock delegate, WeakSafeReadWriteLock strongReference) { 314 this.delegate = delegate; 315 this.strongReference = strongReference; 316 } 317 318 @Override 319 Lock delegate() { 320 return delegate; 321 } 322 323 @Override 324 public Condition newCondition() { 325 return new WeakSafeCondition(delegate.newCondition(), strongReference); 326 } 327 } 328 329 /** Condition object that ensures a strong reference is retained to a specified object. */ 330 private static final class WeakSafeCondition extends ForwardingCondition { 331 private final Condition delegate; 332 333 @SuppressWarnings("unused") 334 private final WeakSafeReadWriteLock strongReference; 335 336 WeakSafeCondition(Condition delegate, WeakSafeReadWriteLock strongReference) { 337 this.delegate = delegate; 338 this.strongReference = strongReference; 339 } 340 341 @Override 342 Condition delegate() { 343 return delegate; 344 } 345 } 346 347 private abstract static class PowerOfTwoStriped<L> extends Striped<L> { 348 /** Capacity (power of two) minus one, for fast mod evaluation */ 349 final int mask; 350 351 PowerOfTwoStriped(int stripes) { 352 Preconditions.checkArgument(stripes > 0, "Stripes must be positive"); 353 this.mask = stripes > Ints.MAX_POWER_OF_TWO ? ALL_SET : ceilToPowerOfTwo(stripes) - 1; 354 } 355 356 @Override 357 final int indexFor(Object key) { 358 int hash = smear(key.hashCode()); 359 return hash & mask; 360 } 361 362 @Override 363 public final L get(Object key) { 364 return getAt(indexFor(key)); 365 } 366 } 367 368 /** 369 * Implementation of Striped where 2^k stripes are represented as an array of the same length, 370 * eagerly initialized. 371 */ 372 private static final class CompactStriped<L> extends PowerOfTwoStriped<L> { 373 /** Size is a power of two. */ 374 private final Object[] array; 375 376 private CompactStriped(int stripes, Supplier<L> supplier) { 377 super(stripes); 378 Preconditions.checkArgument(stripes <= Ints.MAX_POWER_OF_TWO, "Stripes must be <= 2^30)"); 379 380 this.array = new Object[mask + 1]; 381 for (int i = 0; i < array.length; i++) { 382 array[i] = supplier.get(); 383 } 384 } 385 386 @SuppressWarnings("unchecked") // we only put L's in the array 387 @Override 388 public L getAt(int index) { 389 return (L) array[index]; 390 } 391 392 @Override 393 public int size() { 394 return array.length; 395 } 396 } 397 398 /** 399 * Implementation of Striped where up to 2^k stripes can be represented, using an 400 * AtomicReferenceArray of size 2^k. To map a user key into a stripe, we take a k-bit slice of the 401 * user key's (smeared) hashCode(). The stripes are lazily initialized and are weakly referenced. 402 */ 403 @VisibleForTesting 404 static final class SmallLazyStriped<L> extends PowerOfTwoStriped<L> { 405 final AtomicReferenceArray<@Nullable ArrayReference<? extends L>> locks; 406 final Supplier<L> supplier; 407 final int size; 408 final ReferenceQueue<L> queue = new ReferenceQueue<>(); 409 410 SmallLazyStriped(int stripes, Supplier<L> supplier) { 411 super(stripes); 412 this.size = (mask == ALL_SET) ? Integer.MAX_VALUE : mask + 1; 413 this.locks = new AtomicReferenceArray<>(size); 414 this.supplier = supplier; 415 } 416 417 @Override 418 public L getAt(int index) { 419 if (size != Integer.MAX_VALUE) { 420 Preconditions.checkElementIndex(index, size()); 421 } // else no check necessary, all index values are valid 422 ArrayReference<? extends L> existingRef = locks.get(index); 423 L existing = existingRef == null ? null : existingRef.get(); 424 if (existing != null) { 425 return existing; 426 } 427 L created = supplier.get(); 428 ArrayReference<L> newRef = new ArrayReference<>(created, index, queue); 429 while (!locks.compareAndSet(index, existingRef, newRef)) { 430 // we raced, we need to re-read and try again 431 existingRef = locks.get(index); 432 existing = existingRef == null ? null : existingRef.get(); 433 if (existing != null) { 434 return existing; 435 } 436 } 437 drainQueue(); 438 return created; 439 } 440 441 // N.B. Draining the queue is only necessary to ensure that we don't accumulate empty references 442 // in the array. We could skip this if we decide we don't care about holding on to Reference 443 // objects indefinitely. 444 private void drainQueue() { 445 Reference<? extends L> ref; 446 while ((ref = queue.poll()) != null) { 447 // We only ever register ArrayReferences with the queue so this is always safe. 448 ArrayReference<? extends L> arrayRef = (ArrayReference<? extends L>) ref; 449 // Try to clear out the array slot, n.b. if we fail that is fine, in either case the 450 // arrayRef will be out of the array after this step. 451 locks.compareAndSet(arrayRef.index, arrayRef, null); 452 } 453 } 454 455 @Override 456 public int size() { 457 return size; 458 } 459 460 private static final class ArrayReference<L> extends WeakReference<L> { 461 final int index; 462 463 ArrayReference(L referent, int index, ReferenceQueue<L> queue) { 464 super(referent, queue); 465 this.index = index; 466 } 467 } 468 } 469 470 /** 471 * Implementation of Striped where up to 2^k stripes can be represented, using a ConcurrentMap 472 * where the key domain is [0..2^k). To map a user key into a stripe, we take a k-bit slice of the 473 * user key's (smeared) hashCode(). The stripes are lazily initialized and are weakly referenced. 474 */ 475 @VisibleForTesting 476 static final class LargeLazyStriped<L> extends PowerOfTwoStriped<L> { 477 final ConcurrentMap<Integer, L> locks; 478 final Supplier<L> supplier; 479 final int size; 480 481 LargeLazyStriped(int stripes, Supplier<L> supplier) { 482 super(stripes); 483 this.size = (mask == ALL_SET) ? Integer.MAX_VALUE : mask + 1; 484 this.supplier = supplier; 485 this.locks = new MapMaker().weakValues().makeMap(); 486 } 487 488 @Override 489 public L getAt(int index) { 490 if (size != Integer.MAX_VALUE) { 491 Preconditions.checkElementIndex(index, size()); 492 } // else no check necessary, all index values are valid 493 L existing = locks.get(index); 494 if (existing != null) { 495 return existing; 496 } 497 L created = supplier.get(); 498 existing = locks.putIfAbsent(index, created); 499 return MoreObjects.firstNonNull(existing, created); 500 } 501 502 @Override 503 public int size() { 504 return size; 505 } 506 } 507 508 /** A bit mask were all bits are set. */ 509 private static final int ALL_SET = ~0; 510 511 private static int ceilToPowerOfTwo(int x) { 512 return 1 << IntMath.log2(x, RoundingMode.CEILING); 513 } 514 515 /* 516 * This method was written by Doug Lea with assistance from members of JCP JSR-166 Expert Group 517 * and released to the public domain, as explained at 518 * http://creativecommons.org/licenses/publicdomain 519 * 520 * As of 2010/06/11, this method is identical to the (package private) hash method in OpenJDK 7's 521 * java.util.HashMap class. 522 */ 523 // Copied from java/com/google/common/collect/Hashing.java 524 private static int smear(int hashCode) { 525 hashCode ^= (hashCode >>> 20) ^ (hashCode >>> 12); 526 return hashCode ^ (hashCode >>> 7) ^ (hashCode >>> 4); 527 } 528 529 private static final class PaddedLock extends ReentrantLock { 530 /* 531 * Padding from 40 into 64 bytes, same size as cache line. Might be beneficial to add a fourth 532 * long here, to minimize chance of interference between consecutive locks, but I couldn't 533 * observe any benefit from that. 534 */ 535 long unused1; 536 long unused2; 537 long unused3; 538 539 PaddedLock() { 540 super(false); 541 } 542 } 543 544 private static final class PaddedSemaphore extends Semaphore { 545 // See PaddedReentrantLock comment 546 long unused1; 547 long unused2; 548 long unused3; 549 550 PaddedSemaphore(int permits) { 551 super(permits, false); 552 } 553 } 554}